Su Yu
Investment adviser representative at Transamerica Financial Advisors, LLC
22 yearsExperience
3 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
22 years in the industry.
- Ritter Insurance MarketingMay 2024 to now
- Rental Property #3Aug 2022 to now
- Rental Property #2Oct 2020 to now
- Flying Bear Foundation, Inc.May 2015 to now
- Rental PropertyAug 2012 to now
- Rental Property #1Aug 2012 to now
- Transamerica Financial Advisors, IncJan 2012 to now
- World Financial Group, Inc.Mar 2004 to now
- HumanaOct 2014 to Nov 2016
- Heartland Institute of Financial EducationOct 2012 to Dec 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 3 states (GA, NC, TX).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4778119
- Firm CRD
- 16164