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Glenn Douglas Carroll

Investment adviser representative at Columbia Management Investment Advisers, LLC
18 yearsExperience
2 statesRegistered in
$502.4BFirm assets
40 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

18 years in the industry.

  1. Columbia Management Investment Advisers, LLCJan 2014 to now
  2. Columbia Management Investment Distributors, Inc.Jul 2009 to now
  3. Riversource InvestmentsNov 2008 to now

Exams passed

  • Series 63 · Uniform Securities Agent State Law2004
  • Series 66 · Uniform Combined State Law2005
  • Series 65 · Uniform Investment Adviser Law2009

State registrations

Registered as an investment adviser representative in 2 states (NJ, NY).

Columbia Management Investment Advisers, LLC

$502.4BAssets managed
4,251Clients
201Advisers
40 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4774917
Firm CRD
108257
Advisor's SEC record (opens in a new tab)
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