Stephen Michael Chanez
Investment adviser representative at Citigroup Global Markets Inc.
20 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$56BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
20 years in the industry.
- Citigroup Global Markets Inc.Nov 2025 to now
- Compass Retirement Group LLCApr 2024 to Nov 2025
- Citigroup Global Markets Inc.Nov 2021 to Mar 2024
- Prosperity Capital AdvisorsDec 2019 to Nov 2021
- Charles Schwab BankApr 2008 to Dec 2019
- Charles Schwab & Co., Inc.Jan 2006 to Dec 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (MO).
Citigroup Global Markets Inc.
$56BAssets managed
59,829Clients
2,405Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4773738
- Firm CRD
- 7059