Shane Alexander Appelbaum
Investment adviser representative at Herbert J. Sims Capital Management, Inc.
22 yearsExperience
8 statesRegistered in
$436.9MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
22 years in the industry.
- Herbert J. Sims Capital Management, Inc.Feb 2017 to now
- Herbert J Sims & CoJan 2004 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 8 states (CT, FL, MA, MD, NC, NJ, NY, TX).
Herbert J. Sims Capital Management, Inc.
$436.9MAssets managed
350Clients
37Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4772668
- Firm CRD
- 134510