Richard James Haeufle
Investment adviser representative at Ameriprise Financial Services, LLC
19 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$660.5BFirm assets
Are you Richard James Haeufle? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Ameriprise Financial Services, LLCOct 2024 to now
- Horter Investment Management, LLCJul 2023 to Sep 2024
- Fidelity Personal and Workplace AdvisorsJul 2018 to Jul 2023
- Fidelity Brokerage ServicesOct 2007 to Jul 2023
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (OH).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4772400
- Firm CRD
- 6363