Flint T Schuller
Investment adviser representative at UBS Financial Services Inc.
19 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- UBS Financial Services Inc.Apr 2026 to now
- Wells Fargo Clearing ServicesApr 2022 to Jan 2026
- UnemployedJan 2022 to Apr 2022
- Dempsey Lord Smith, LLCJun 2021 to Dec 2021
- UnemployedDec 2020 to May 2021
- TIAAJan 2007 to Nov 2020
- TIAA-individual & Institutional Services, LLCJan 2007 to Nov 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2004
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (NC).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4771868
- Firm CRD
- 8174