Brian C Lore
Investment adviser representative at Principal Securities, Inc.
15 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Blue Valley Wealth ManagementJan 2026 to now
- Principal Securities, Inc.May 2025 to now
- Principal Life Insurance CompanyMay 2025 to now
- EquitableMar 2023 to May 2025
- Equitable Advisors, LLCMar 2023 to May 2025
- UnemployedMay 2021 to Mar 2023
- Ivy Distributors, Inc.Jan 2011 to May 2021
- Waddell & Reed, Inc.Jan 2011 to Aug 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (KS).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4771166
- Firm CRD
- 1137