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Brett Whitton Gardiner

Investment adviser representative at Cetera Investment Advisers LLC
8 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

8 years in the industry.

  1. Cetera Investment Advisers LLCDec 2024 to now
  2. Cetera Advisors LLCDec 2024 to now
  3. Osaic Wealth, Inc.Jan 2024 to Dec 2024
  4. Woodbury Financial Services IncOct 2016 to Jan 2024

Exams passed

  • Series 63 · Uniform Securities Agent State Law2004
  • Series 66 · Uniform Combined State Law2017

State registrations

Registered as an investment adviser representative in 2 states (IL, TX).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4769770
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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