Jonathan Mark Rawlings
Investment adviser representative at Prospera Financial Services, Inc.
16 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$14.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Prospera Financial Services, Inc.Sep 2023 to now
- Hilltop SecuritiesAug 2023 to Sep 2023
- Cetera Advisor Networks LLCNov 2017 to Sep 2020
- United Capital Financial Advisers, LLCJun 2009 to Aug 2023
- Girard Securities, Inc.Feb 2007 to Nov 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Prospera Financial Services, Inc.
$14.4BAssets managed
18,584Clients
269Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4762750
- Firm CRD
- 10740