Patrick M Howell
Investment adviser representative at Spc
10 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- SpcMay 2025 to now
- Parkland Securities LLCMay 2025 to now
- Sigma Planning CorporationMay 2025 to now
- Dynamic Cycling AdventuresNov 2021 to now
- Eagle Strategies LLCMar 2020 to Oct 2024
- Nylife Securities LLCMar 2020 to Oct 2024
- New York Life Insurance Co.Dec 2019 to Oct 2024
- Guardian Life Insurance CompanyMar 2019 to Jan 2020
- Park Avenue SecuritiesMar 2019 to Jan 2020
- Ninja Mountain Bike PerformanceApr 2018 to Oct 2023
- MML Investors ServicesMay 2017 to Mar 2019
- Mass Mutual Life Insurance CompanyApr 2017 to Mar 2019
- UnemployedAug 2016 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (VT).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4759452
- Firm CRD
- 110692