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Gino Esposito

Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

13 years in the industry.

  1. LPL Financial LLCNov 2025 to now
  2. Rental Parking SpaceAug 2013 to now
  3. G F E Investment Strategies IncSep 2012 to now
  4. Consumers Credit UnionSep 2025 to Oct 2025
  5. LPL Financial LLCSep 2025 to Oct 2025
  6. TrustageSep 2025 to Oct 2025
  7. Equitable Advisors, LLCNov 2024 to Sep 2025
  8. Cetera Investment Advisers LLCAug 2024 to Oct 2024
  9. Cetera Investment Services LLCAug 2024 to Oct 2024
  10. LPL Financial LLCJun 2015 to Aug 2024

Exams passed

  • Series 63 · Uniform Securities Agent State Law2004
  • Series 65 · Uniform Investment Adviser Law2006

State registrations

Registered as an investment adviser representative in 1 state (IL).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4759153
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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