Ivy Qian Liu
Investment adviser representative at Cetera Investment Advisers LLC
13 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Cetera Investment Advisers LLCJul 2022 to now
- Cetera Investment Services LLCJul 2022 to now
- East West BankJul 2022 to now
- Charles Schwab & Co., Inc.May 2021 to Jul 2022
- Charles Schwab Bank, SsbMay 2021 to Jul 2022
- Bank of America N.A.Aug 2020 to May 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2020 to May 2021
- HSBC Bank USA, N.A.Jul 2019 to Jul 2020
- HSBC Securities (USA) Inc.Jul 2019 to Jul 2020
- J.P. Morgan Securities LLCMay 2018 to Jul 2019
- JPMorgan Chase Bank, N.A.May 2018 to Jul 2019
- Johns Hopkins UniversityJan 2017 to Mar 2021
- UnemployedOct 2013 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4757405
- Firm CRD
- 105644