Carolina Thompson
Investment adviser representative at Insigneo Advisory Services, LLC
17 yearsExperience
2 statesRegistered in
$5.2BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
17 years in the industry.
- Insigneo Advisory Services, LLCFeb 2023 to now
- Insigneo Securities, LLCFeb 2023 to now
- Morgan Stanley Private Bank, N.AJan 2020 to Feb 2023
- Morgan Stanley Smith Barney LLCDec 2019 to Feb 2023
- UBS Financial Services Inc.Jan 2010 to Dec 2019
- UBS International Inc.May 2009 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 2 states (CO, FL).
Insigneo Advisory Services, LLC
$5.2BAssets managed
4,473Clients
225Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4754435
- Firm CRD
- 282589