Gregory J Wooten
Investment adviser representative at UBS Financial Services Inc.
22 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$915.8BFirm assets
Are you Gregory J Wooten? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- UBS Financial Services Inc.Nov 2020 to now
- Bank of America, NASep 2009 to Nov 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2004 to Nov 2020
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4752341
- Firm CRD
- 8174