James Allen Sloop
Investment adviser representative at Founders Financial Alliance, LLC
12 yearsExperience
2 statesRegistered in
$1.2BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Founders Financial Alliance, LLCMay 2015 to now
- LPL Financial, LLCAug 2014 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 2 states (LA, NC).
Founders Financial Alliance, LLC
$1.2BAssets managed
2,412Clients
33Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4749806
- Firm CRD
- 173011