Thomas Joseph Floyd
Investment adviser representative at LPL Financial LLC
23 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
23 years in the industry.
- LPL Financial LLCJun 2025 to now
- Fairwinds Credit UnionJun 2025 to now
- Floyd Financial Coaching, LLCSep 2024 to Jun 2025
- Home EducatorJun 2023 to Sep 2024
- Robinhood Markets, IncJun 2022 to Jun 2023
- Robinhood Financial, LLCOct 2019 to Jun 2023
- TD Ameritrade Investment Management, LLCFeb 2018 to Sep 2019
- TD Ameritrade, Inc.Feb 2018 to Sep 2019
- Scottrade, Inc.Dec 2003 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (FL).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4743167
- Firm CRD
- 6413