Alfonso Leo Valdez
Investment adviser representative at Sovran Advisors, LLC
22 yearsExperience
1 stateRegistered in
$1.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
22 years in the industry.
- Sovran Advisors, LLCSep 2024 to now
- Cetera Wealth Services, LLCSep 2024 to now
- Trilogy Capital, Inc.May 2019 to Sep 2024
- LPL Financial LLCNov 2017 to Sep 2024
- Trilogy FinancialMay 2004 to Sep 2024
- National Planning CorporationJan 2004 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (CA).
Sovran Advisors, LLC
$1.9BAssets managed
4,018Clients
70Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4742483
- Firm CRD
- 329415