Sean M Bazewicz
Investment adviser representative at Transamerica Financial Advisors, LLC
28 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
28 years in the industry.
- 7th and Pearl LLCAug 2021 to now
- Transamerica Financial Advisors, IncJan 2012 to now
- WfgiaJan 2007 to now
- Ascendant TitleDec 2019 to Mar 2023
- Creative Resourse GroupJan 1998 to Mar 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 1 state (CO).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4741382
- Firm CRD
- 16164