Kathryn A Frank
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
1 stateRegistered in
ChFC®Designation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Cetera Investment Advisers LLCAug 2024 to now
- Cetera Wealth Services, LLCAug 2024 to now
- dba Innovative Premier Financial ServicesMay 2015 to now
- Next Financial GroupJul 2018 to Aug 2024
- Northwestern Mutual Investment Services LLCJan 2017 to May 2018
- Northwestern Mutual Life Insurance CompanyJan 2017 to May 2018
- Northwestern Mutual Wealth Management CompanyJan 2017 to May 2018
- National Life Group EsiFeb 2015 to Dec 2016
Designations
- ChFC®
Exams passed
- Series 66 · Uniform Combined State Law2004
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4738039
- Firm CRD
- 105644