Romania Quan Lee
Investment adviser representative at Empower Advisory Group, LLC
12 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Empower Advisory Group, LLCMay 2022 to now
- Advised Assets Group, LLCApr 2022 to now
- Gwfs Equities, IncApr 2022 to now
- Fidelity InvestmentsNov 2021 to Apr 2022
- UnemployedNov 2020 to Nov 2021
- TIAAApr 2014 to Nov 2020
- TIAA-CREF Individual & Institutional Services, LLCApr 2014 to Nov 2020
Exams passed
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 1 state (CA).
Empower Advisory Group, LLC
$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4735894
- Firm CRD
- 112058