Mark R Stein
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Coastal Credit UnionAug 2025 to now
- LPL Financial LLCAug 2025 to now
- Massmutual Life Insurance CoJan 2023 to Aug 2025
- MML Investors Services LLCJan 2023 to Aug 2025
- Pruco Securities, LLCDec 2018 to Dec 2022
- Prudential Insurance Company of AmericaDec 2018 to Dec 2022
- UnemploymentOct 2018 to Dec 2018
- Cuna Brokerage Services, Inc.Jan 2014 to Oct 2018
- Cuna Mutual GroupJan 2014 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (NC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4735877
- Firm CRD
- 6413