Mark Patrick Yates
Investment adviser representative at Wealth Strategies Group
25 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$102.9MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
25 years in the industry.
- Wealth Strategies GroupJun 2026 to now
- Mark Yates Sole ProprietorshipApr 2004 to now
- Travis Allen Inc. dba Wealth Strategies GroupJun 2001 to now
- Securities America Advisors, Inc.Jun 2007 to Dec 2023
- Securities America, Inc.Jun 2007 to Dec 2023
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (CA).
Wealth Strategies Group
$102.9MAssets managed
120Clients
2Advisers
Under 1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4735704
- Firm CRD
- 326407