David Alfred Riccio
Investment adviser representative at Ladenburg Thalmann Asset Management Inc
20 yearsExperience
15 statesRegistered in
$6.7BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
20 years in the industry.
- Ladenburg Thalmann Asset Management IncOct 2006 to now
- Ladenburg Thalmann & Co. Inc.Sep 2006 to now
Exams passed
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 15 states (CA, FL, IL, MA, MI, NC, NJ, NV, NY, OH, OR, PA, RI, TX, WA).
Ladenburg Thalmann Asset Management Inc
$6.7BAssets managed
3,154Clients
20Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4734960
- Firm CRD
- 108604