Joseph Harrish
Investment adviser representative at Prime Capital Financial
24 yearsExperience
3 statesRegistered in
$39.1BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
24 years in the industry.
- Prime Capital FinancialFeb 2020 to now
- Prime Capital Investment Advisors LLCFeb 2020 to now
- UnemployedAug 2019 to Feb 2020
- Ozark National Life InsuranceAug 2011 to Aug 2019
- Nis Financial ServicesJul 2002 to Sep 2019
- Cns CorporationJul 2002 to Feb 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 3 states (IA, KS, TX).
Prime Capital Financial
Legal name: Prime Capital Investment Advisors, LLC
$39.1BAssets managed
23,965Clients
264Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4734166
- Firm CRD
- 288712