Matthew Dunlap Vaughan
Investment adviser representative at Capital Investment Advisory Services, LLC
11 yearsExperience
1 stateRegistered in
$2.4BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Capital Investment Advisory Services, LLCSep 2020 to now
- Capital Investment Brokerage, IncSep 2020 to now
- Acorn Financial Advisory Services, Inc.Oct 2015 to Sep 2020
- The Strategic Financial Alliance, Inc.Oct 2015 to Sep 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (NC).
Capital Investment Advisory Services, LLC
$2.4BAssets managed
6,276Clients
103Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4734008
- Firm CRD
- 149124