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Mark E Kipp

Investment adviser representative at Prime Capital Financial
16 yearsExperience
1 stateRegistered in
$39.1BFirm assets
9 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feePerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

16 years in the industry.

  1. Private Client ServicesApr 2018 to now
  2. Prime Capital FinancialAug 2017 to now
  3. Prime Capital Investment Advisors, LLCJul 2017 to now
  4. Lawing Financial Associates, Inc.Sep 2010 to Oct 2017
  5. Cambridge Investment Research, IncAug 2010 to Apr 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2004
  • Series 66 · Uniform Combined State Law2010

State registrations

Registered as an investment adviser representative in 1 state (KS).

Prime Capital Financial

Legal name: Prime Capital Investment Advisors, LLC

$39.1BAssets managed
23,965Clients
264Advisers
9 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4731821
Firm CRD
288712
Advisor's SEC record (opens in a new tab)
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