Richard Hansford Dix
Investment adviser representative at Cambridge Investment Research Advisors, Inc.
15 yearsExperience
2 statesRegistered in
$138.7BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Market timing
- Seminars and workshops
Experience
15 years in the industry.
- Cambridge Investment Research Advisors, Inc.Nov 2021 to now
- Cambridge Investment Research, Inc.Nov 2021 to now
- S2 Financial PartnersJun 2011 to now
- Securities America Advisors, Inc.Sep 2020 to Nov 2021
- Securities America, Inc.Sep 2020 to Nov 2021
- The Marshall Financial Group LLCJan 2018 to May 2019
- Securities Service Network, LLCDec 2016 to Sep 2020
- Ssn Advisory, IncDec 2016 to Sep 2020
- Hornor Townsend & Kent IncJun 2011 to Dec 2016
- Penn Mutual Life Insurance CompanyJun 2011 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 2 states (MD, PA).
Cambridge Investment Research Advisors, Inc.
$138.7BAssets managed
361,213Clients
3,884Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4730925
- Firm CRD
- 134139