Jo anne Keck
Investment adviser representative at Cwa Asset Management Group
10 yearsExperience
2 statesRegistered in
$4.5BFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Calusa RiverJun 2026 to now
- Simplicity InvestmentsJun 2026 to now
- Cwa Asset Management GroupJan 2023 to now
- Capital Wealth AdvisorsJan 2023 to now
- Sp Securities, LLCDec 2021 to Dec 2022
- Dumaine Investments LLCNov 2019 to Oct 2022
- Stonehaven, LLCJul 2019 to Dec 2019
- Keck & Co.Aug 2018 to Jan 2023
- Klr GroupDec 2016 to Aug 2018
- UnemployedMay 2016 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 2 states (LA, NY).
Cwa Asset Management Group
Legal name: Cwa Asset Management Group, LLC
$4.5BAssets managed
1,976Clients
48Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4709320
- Firm CRD
- 158940