Winnie Liu
Investment adviser representative at Concorde Asset Management, LLC
16 yearsExperience
5 statesRegistered in
CFADesignation
$598.4MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Concorde Asset Management, LLCMay 2023 to now
- Concorde Investment ServicesDec 2022 to now
- Southern California Bone and Joint ClinicAug 2010 to now
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 5 states (AL, CA, GA, MA, NY).
Concorde Asset Management, LLC
$598.4MAssets managed
3,705Clients
79Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4708329
- Firm CRD
- 140367