Michael Allen Smoots
Investment adviser representative at Prime Capital Financial
8 yearsExperience
2 statesRegistered in
$39.1BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- Prime Capital FinancialJul 2017 to now
- Prime Capital Investment Advisors, LLCJul 2017 to now
- Fiduciary Investment TrustsAug 2019 to Mar 2023
- Cambridge Investment Research, Inc.Dec 2015 to Apr 2018
- Lawing FinancialDec 2015 to Oct 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2014
- Series 63 · Uniform Securities Agent State Law2016
State registrations
Registered as an investment adviser representative in 2 states (KS, TX).
Prime Capital Financial
Legal name: Prime Capital Investment Advisors, LLC
$39.1BAssets managed
23,965Clients
264Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4706568
- Firm CRD
- 288712