Aaron Paul Puff
Investment adviser representative at LPL Financial LLC
21 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Aaron Paul Puff? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
21 years in the industry.
- LPL Financial LLCMar 2024 to now
- Omni Community Credit Union dba Omni Investment ServicesMay 2022 to now
- The Awareness GroupJan 2005 to now
- Cetera Investment Advisers LLCJun 2023 to Mar 2024
- Cetera Advisor Networks LLCMay 2022 to Mar 2024
- Fifth Third SecuritiesDec 2010 to May 2022
- Fifth ThirdNov 2010 to May 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4706458
- Firm CRD
- 6413