Christopher Adam Shepherd
Investment adviser representative at Rockefeller Capital Management
23 yearsExperience
3 statesRegistered in
$99.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
23 years in the industry.
- Rockefeller Financial LLCJun 2022 to now
- Rockefeller Capital ManagementNov 2025 to Jul 2026
- Spearhead Innovative Solutions, LLCDec 2018 to Jun 2022
- Spearhead Capital Advisors, LLCOct 2017 to Jun 2022
- Shepherd Kaplan LLCAug 2003 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 3 states (FL, MA, TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4706107
- Firm CRD
- 291361