Warren Stone Duthie
Investment adviser representative at Commonwealth Financial Network
23 yearsExperience
2 statesRegistered in
$212.7BFirm assets
34 yearsFirm in business
Are you Warren Stone Duthie? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
23 years in the industry.
- Commonwealth Financial NetworkJun 2020 to now
- Duthie Financial GroupJun 2020 to now
- Northwestern Mutual Wealth Management CompanyNov 2015 to Jun 2020
- Northwestern Mutual Investment Services, LLCJun 2005 to Jun 2020
- Northwestern Mutual Life Insurance CompanySep 2003 to Jun 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2013
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4703504
- Firm CRD
- 8032