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Judith Mechiel Lake

Investment adviser representative at Mma Securities LLC
10 yearsExperience
3 statesRegistered in
$0Firm assets
11 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Mma Securities LLCNov 2017 to now
  2. Marsh Mclennan AgencyOct 2017 to now
  3. UnemployedSep 2016 to Oct 2017

Exams passed

  • Series 65 · Uniform Investment Adviser Law2003
  • Series 63 · Uniform Securities Agent State Law2005
  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 3 states (CA, LA, TX).

Mma Securities LLC

$0Assets managed
10,839Clients
153Advisers
11 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4702762
Firm CRD
44254
Advisor's SEC record (opens in a new tab)
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