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Thomas Craig Moore

Investment adviser representative at Independent Advisor Alliance, LLC
14 yearsExperience
8 statesRegistered in
$17.2BFirm assets
12 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

14 years in the industry.

  1. Independent Advisor Alliance, LLCAug 2018 to now
  2. LPL Financial LLCNov 2012 to now
  3. Independent Financial PartnersNov 2012 to Aug 2018

Exams passed

  • Series 66 · Uniform Combined State Law2004

State registrations

Registered as an investment adviser representative in 8 states (CA, FL, GA, IL, IN, MA, OH, OR).

Independent Advisor Alliance, LLC

$17.2BAssets managed
45,002Clients
302Advisers
12 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4699714
Firm CRD
168267
Advisor's SEC record (opens in a new tab)
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