Carl Henry Cook
Investment adviser representative at Transamerica Financial Advisors, LLC
22 yearsExperience
4 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
Are you Carl Henry Cook? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
22 years in the industry.
- Transamerica Financial Advisors, IncJan 2012 to now
- World Financial Group, Inc.Aug 2002 to now
- Sandy Feet Stuff LLC dba Sandy Feet Soap CompanyJan 2021 to Nov 2024
- Boy Scouts of AmericaAug 2014 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 4 states (CA, IA, MA, UT).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4698289
- Firm CRD
- 16164