Wendi-ann Francis
Investment adviser representative at J.P. Morgan Securities LLC
9 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- Roots & Resilience LLCJun 2024 to now
- J.P. Morgan Securities LLCAug 2021 to now
- JP Morgan Chase Bank, N.A.Aug 2021 to now
- Insync Business Solutions dba Roots & ResilienceApr 2024 to Sep 2025
- PNC Managed Accountsolutions, Inc.May 2021 to Aug 2021
- Bbva Insurance Agency IncApr 2021 to Aug 2021
- Bbva Securities IncApr 2021 to Aug 2021
- Bbva USAApr 2021 to Aug 2021
- Cetera Investment Advisers LLCJan 2017 to Mar 2021
- Cetera Investment Services LLCJan 2017 to Mar 2021
- Regions BankDec 2016 to Mar 2021
- InsuncMay 2016 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4697411
- Firm CRD
- 79