Richard M Appling
Investment adviser representative at Raymond James Financial Services Advisors, Inc
19 yearsExperience
2 statesRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Raymond James Financial Services Advisors Inc.Sep 2025 to now
- Atlantic Union BankSep 2025 to now
- Raymond James Financial Services Inc.Sep 2025 to now
- J.P. Morgan Securities LLCJan 2023 to Sep 2025
- JPMorgan Chase Bank, N.A.Jan 2023 to Sep 2025
- LPL Financial LLCJul 2022 to Jan 2023
- Cuna MutualJul 2022 to Dec 2022
- Nih Federal Credit UnionJul 2022 to Dec 2022
- Pruco Securities, LLC.Oct 2021 to Jul 2022
- Prudential Insurance Company of AmericaOct 2021 to Jul 2022
- Cuna Brokerage Services, Inc.Dec 2018 to Nov 2021
- Bb&t Securities, LLCJan 2018 to Nov 2018
- Bb&t Investment Services, IncAug 2016 to Jan 2018
- Bb&tNov 2007 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4697025
- Firm CRD
- 149018