Brian Douglas Mcgregor
Investment adviser representative at Sargent Investment Group
12 yearsExperience
2 statesRegistered in
$1.5BFirm assets
8 yearsFirm in business
Are you Brian Douglas Mcgregor? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Sargent Investment GroupAug 2018 to now
- Wells Fargo Clearing Services, LLCNov 2016 to Aug 2018
- Wells Fargo Advisors, LLCSep 2014 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
Sargent Investment Group
Legal name: Sargent Investment Group, LLC
$1.5BAssets managed
407Clients
14Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4694197
- Firm CRD
- 297499