Cynthia Ann Galloway
Investment adviser representative at Cetera Investment Advisers LLC
34 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
Are you Cynthia Ann Galloway? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
34 years in the industry.
- Cetera Investment Advisers LLCFeb 2026 to now
- Cetera Wealth Services, LLCFeb 2026 to now
- Wayne BankApr 2024 to now
- LPL FinancialMay 2024 to Feb 2026
- Cetera Investment Advisers LLCJun 2023 to Apr 2024
- Cetera Advisor Networks LLCJan 2013 to Apr 2024
- The Dime BankApr 1992 to Apr 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (PA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4693131
- Firm CRD
- 105644