Tammy Warnicke
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
10 yearsExperience
1 stateRegistered in
$197.5BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedDec 2024 to now
- StifelDec 2024 to now
- The Huntington Investment CompanyMar 2023 to Dec 2024
- Kushner & CompanyJan 2022 to Mar 2023
- Valic Financial Advisor, Inc.Jun 2021 to Jan 2022
- Kellogg Community Credit UnionApr 2020 to May 2021
- LPL Financial LLCApr 2020 to May 2021
- Wells Fargo Clearing Services, LLCNov 2016 to Apr 2020
- Wells Fargo Advisors, LLCApr 2016 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (MI).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4692970
- Firm CRD
- 793