James M Broderick
Investment adviser representative at Stratos Wealth Partners, Ltd
21 yearsExperience
1 stateRegistered in
$18.6BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Stratos Wealth Partners, Ltd.Sep 2026 to now
- LPL Financial LLCSep 2026 to now
- Omega Pensions Inc.Nov 2024 to Aug 2026
- Valmark Advisers Inc.Oct 2024 to Aug 2026
- Valmark Securities, Inc.Oct 2024 to Aug 2026
- Strickland BrothersMay 2020 to Dec 2024
- UnemployedSep 2019 to May 2020
- Alliance BernsteinJun 2005 to Sep 2019
- Alliancebernstein L.P.Jun 2005 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (OH).
Stratos Wealth Partners, Ltd
$18.6BAssets managed
25,391Clients
379Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4691968
- Firm CRD
- 153184