James Andrew Waggett
Investment adviser representative at F L Putnam Investment Management Co.
10 yearsExperience
4 statesRegistered in
CFA, CFP® certificationDesignations
$9.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- F. L. Putnam Investment Management Co.Mar 2022 to now
- Equitable Advisors, LLCSep 2020 to Feb 2022
- Thrivent FinancialAug 2020 to Aug 2020
- Thrivent Investment Management IncJun 2020 to Aug 2020
- UnemployedSep 2019 to Jun 2020
- TD Bank N.A.Aug 2016 to Sep 2019
- TD Private Client Wealth LLCAug 2016 to Sep 2019
Designations
- CFA
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 4 states (MA, ME, NH, VA).
F L Putnam Investment Management Co.
$9.7BAssets managed
3,054Clients
78Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4687491
- Firm CRD
- 106223