Katie Elizabeth Moore
Investment adviser representative at Finivi Inc.
14 yearsExperience
1 stateRegistered in
$308.4MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Finivi Inc.Mar 2018 to now
- Aspencross Wealth Management, Inc.Mar 2018 to now
- Triad AdvisorsMar 2018 to Mar 2020
- Signator Investors, Inc.Aug 2012 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (MA).
Finivi Inc.
$308.4MAssets managed
683Clients
7Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4685447
- Firm CRD
- 292329