Joshua Shapiro
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Ventura Braves Baseball ClubAug 2023 to now
- Ventura County Unified School District, Foothill Technology HighAug 2023 to now
- Cetera Investment Advisers LLCJun 2023 to now
- Bespoke Asset ManagementJun 2022 to now
- Cetera Wealth Services, LLCApr 2022 to now
- Financial Distributors GroupMar 2020 to now
- Mutual Trust Company of America SecuritiesAug 2021 to Apr 2022
- Vision 4 Fund DistributorsDec 2019 to Aug 2021
- Prudential Annuities Distributors, Inc.Dec 2015 to Oct 2019
- The Prudential Insurance Company of AmericaDec 2015 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4681986
- Firm CRD
- 105644