Karina Marquez
Investment adviser representative at Principal Securities, Inc.
16 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Principal Securities, Inc.Mar 2023 to now
- Principal Life Insurance CompanyFeb 2023 to now
- Advised Assets Group, LLCMay 2022 to Feb 2023
- Gwfs Equities, IncMay 2022 to Jul 2022
- J.P. Morgan Securities LLCOct 2012 to May 2022
- JPMorgan Chase BankJan 2010 to May 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (CA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4681569
- Firm CRD
- 1137