Gwendolyn Swigart Nichols
Investment adviser representative at Cetera Investment Advisers LLC
22 yearsExperience
1 stateRegistered in
PFSDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Nichols Quarters LLCApr 2022 to now
- Carma Holdings LLCFeb 2012 to now
- Flying Nickel LLCFeb 2010 to now
- Nichols & Company, Cpss IncJan 2007 to now
- Park Trio LLCFeb 2003 to now
- Avantax Advisory ServicesAug 2025 to Sep 2025
- Avantax Insurance Agency, LLCAug 2025 to Sep 2025
Designations
- PFS
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 1 state (OH).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4678849
- Firm CRD
- 105644