Hung Nathaniel Nguyen
Investment adviser representative at Raymond James Financial Services Advisors, Inc
28 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
28 years in the industry.
- Raymond James Financial Services Advisors, Inc.Sep 2026 to now
- Columbia Wealth AdvisorsSep 2026 to now
- Raymond James Financial Services, Inc.Sep 2026 to now
- Columbia BankOct 2025 to now
- Seattle UniversitySep 2018 to now
- Wells Fargo Clearing Services, LLCApr 2025 to Oct 2025
- JP Morgan ChaseMar 2018 to Apr 2025
- JP Morgan Securities, LLCMar 2018 to Jun 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2003 to Mar 2018
- Bank of AmericaOct 1998 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (WA).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4675772
- Firm CRD
- 149018