Kevin Matthew James
Investment adviser representative at October Effect Ltd.
15 yearsExperience
2 statesRegistered in
$145.6MFirm assets
1 yearFirm in business
Are you Kevin Matthew James? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- October Effect, LtdFeb 2023 to now
- Gradient SecuritiesFeb 2023 to now
- Sole Proprietor dba Kevin JamesFeb 2023 to now
- Lincoln Financial Advisors CorporationJul 2011 to Feb 2023
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 2 states (TX, VA).
October Effect Ltd.
$145.6MAssets managed
597Clients
4Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4673199
- Firm CRD
- 281369