Skip to content

Daren L Queenan

Investment adviser representative at Morgan Stanley
21 yearsExperience
4 statesRegistered in
$2TFirm assets
17 yearsFirm in business

Are you Daren L Queenan? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

21 years in the industry.

  1. Morgan StanleySep 2023 to now
  2. E*trade Capital Management LLCJun 2021 to now
  3. E*trade Securities LLCJun 2021 to now
  4. UnemployedNov 2020 to Jun 2021
  5. TIAAAug 2005 to Nov 2020
  6. TIAA-CREF Individual & Institutional Services, LLCAug 2005 to Nov 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law2003
  • Series 65 · Uniform Investment Adviser Law2007

State registrations

Registered as an investment adviser representative in 4 states (GA, NC, SC, TX).

Morgan Stanley

Legal name: Morgan Stanley Smith Barney LLC

$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4672723
Firm CRD
149777
Advisor's SEC record (opens in a new tab)
CallContact this firm